0000018230-13-000434.txt : 20131015
0000018230-13-000434.hdr.sgml : 20131014
20131015090518
ACCESSION NUMBER: 0000018230-13-000434
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131010
FILED AS OF DATE: 20131015
DATE AS OF CHANGE: 20131015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVENICK STUART L
CENTRAL INDEX KEY: 0001171796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 131150453
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-10-10
0000018230
CATERPILLAR INC
CAT
0001171796
LEVENICK STUART L
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President
Common Stock
2013-09-20
5
G
0
1500
0
D
142055
D
Common Stock
2013-10-10
4
M
0
130000
45.64
A
272055
D
Common Stock
2013-10-10
4
F
0
98282
84.51
D
173773
D
Employee Stock Option
45.64
2013-10-10
4
M
0
130000
0
D
2005-02-18
2015-02-17
Common Stock
130000
0
D
Right to buy with tandem tax withholding rights.
This option was previously reported as covering 65,000 shares at an exercise price of $91.285 per share, but was adjusted to reflect the stock split that occurred on June 22, 2005
S. L. Levenick; S.R. Underwood, POA
2013-10-15