0000018230-13-000241.txt : 20130508
0000018230-13-000241.hdr.sgml : 20130508
20130508123757
ACCESSION NUMBER: 0000018230-13-000241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130507
FILED AS OF DATE: 20130508
DATE AS OF CHANGE: 20130508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Copeland Jananne A.
CENTRAL INDEX KEY: 0001415606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 13823556
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-05-07
0000018230
CATERPILLAR INC
CAT
0001415606
Copeland Jananne A.
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Chief Accounting Officer
Common Stock
2013-05-07
4
M
0
3720
38.6275
A
11744
D
Common Stock
2013-05-07
4
S
0
3720
89.49
D
8024
D
Employee Stock Option
38.6275
2013-05-07
4
M
0
3720
0
D
2014-06-08
Common Stock
3720
0
D
Pursuant to a previously enacted 10b5-1 plan.
Exercisable in thirds beginning 1 year after the initial grant date of June 8, 2004. (1/3 after one year; 1/3 after two years; 1/3 after 3 years).
J. A. Copeland; S.R. Underwood, POA
2013-05-08