0000018230-12-000568.txt : 20121204
0000018230-12-000568.hdr.sgml : 20121204
20121204171442
ACCESSION NUMBER: 0000018230-12-000568
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121130
FILED AS OF DATE: 20121204
DATE AS OF CHANGE: 20121204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWAB SUSAN C
CENTRAL INDEX KEY: 0001202958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 121241447
MAIL ADDRESS:
STREET 1: 2101 VAN MUNCHING HALL
CITY: COLLEGE PARK
STATE: MD
ZIP: 20742
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-11-30
0000018230
CATERPILLAR INC
CAT
0001202958
SCHWAB SUSAN C
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
7667
D
Phantom Stock Units
2012-11-30
4
A
0
154
A
Common
154
1497
D
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
The units were valued in November 2012 on the basis of the issuer's common stock price, 146 units at a price of $85.66 and 8 units at $83.18.
Susan C. Schwab; L.J. Huxtable, POA
2012-12-04