0000018230-12-000489.txt : 20121101
0000018230-12-000489.hdr.sgml : 20121101
20121101140258
ACCESSION NUMBER: 0000018230-12-000489
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121031
FILED AS OF DATE: 20121101
DATE AS OF CHANGE: 20121101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAGOWAN PETER A
CENTRAL INDEX KEY: 0001171799
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 121173011
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-10-31
0000018230
CATERPILLAR INC
CAT
0001171799
MAGOWAN PETER A
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
308489
D
Phantom Stock Units
2012-10-31
4
A
0
147
A
Common
147
27165
D
This amount includes 172 shares in dividend reinvestment.
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
The units were valued in October 2012 on the basis of the issuer's common stock price, 147 units at a price of $85.19.
Peter A. Magowan; L.J. Huxtable, POA
2012-11-01