0000018230-12-000443.txt : 20120905
0000018230-12-000443.hdr.sgml : 20120905
20120905151339
ACCESSION NUMBER: 0000018230-12-000443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120831
FILED AS OF DATE: 20120905
DATE AS OF CHANGE: 20120905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALLARDO JUAN
CENTRAL INDEX KEY: 0001173956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 121073737
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-08-31
0000018230
CATERPILLAR INC
CAT
0001173956
GALLARDO JUAN
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
239489
D
Phantom Stock Units
2012-08-31
4
A
0
233
A
Common
233
15273
D
Included in this amount are 14 shares in dividend reinvestment.
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
The units were valued in August 2012 on the basis of the issuer's common stock price, 86 units at a price of $89.86 and 147 units at a price of $85.10.
Juan T. Gallardo; L.J. Huxtable, POA
2012-09-05