0000018230-12-000439.txt : 20120905
0000018230-12-000439.hdr.sgml : 20120905
20120905150133
ACCESSION NUMBER: 0000018230-12-000439
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120831
FILED AS OF DATE: 20120905
DATE AS OF CHANGE: 20120905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAVIN RICHARD P
CENTRAL INDEX KEY: 0001171774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 121073697
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-08-31
0000018230
CATERPILLAR INC
CAT
0001171774
LAVIN RICHARD P
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President
Common
73257
D
Common
405
I
Daughter
Phantom Stock Units
2012-08-31
4
A
0
119
0
A
Common
119
24253
D
This amount includes 283 shares in 401K and 386 shares in dividend reinvestment.
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service.
Includes 185 units acquired under Tax-Conditioned Plans.
R. P. Lavin; L.J. Huxtable, POA
2012-09-05