0000018230-12-000417.txt : 20120821
0000018230-12-000417.hdr.sgml : 20120821
20120821163806
ACCESSION NUMBER: 0000018230-12-000417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120817
FILED AS OF DATE: 20120821
DATE AS OF CHANGE: 20120821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Copeland Jananne A.
CENTRAL INDEX KEY: 0001415606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 121048073
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-08-17
0000018230
CATERPILLAR INC
CAT
0001415606
Copeland Jananne A.
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Controller/Chief Acctg Officer
Common
2012-08-17
4
M
0
3700
38.6275
A
11607
D
Common
2012-08-17
4
S
0
3700
90.00
D
7907
D
Employee Stock Option
38.6275
2012-08-17
4
M
0
3700
0
D
2014-06-08
Common
3700
7420
D
Phantom Stock Units
Common
0
1434
D
This amount includes 3681 shares in 401K.
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service.
Right to buy with tandem tax withholding rights.
Exercisable in thirds beginning 1 year after the initial grant date of 6/8/2004. (1/3 after one year; 1/3 after two years; 1/3 after three years).
J. A. Copeland; L. J. Huxtable, POA
2012-08-21