0000018230-12-000406.txt : 20120802
0000018230-12-000406.hdr.sgml : 20120802
20120802100724
ACCESSION NUMBER: 0000018230-12-000406
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120731
FILED AS OF DATE: 20120802
DATE AS OF CHANGE: 20120802
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBERHELMAN DOUGLAS R
CENTRAL INDEX KEY: 0001171770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 121002121
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-07-31
0000018230
CATERPILLAR INC
CAT
0001171770
OBERHELMAN DOUGLAS R
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
1
0
0
CEO & Chairman of the Board
Common
143825
D
Phantom Stock Units
2012-07-31
4
A
0
143
0
A
Common
143
53402
D
This amount includes 29683 shares in 401K and 9256 shares in dividend reinvestment.
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service.
Includes 412 units acquired under Tax-Conditioned Plans.
D. R. Oberhelman; L.J. Huxtable, POA
2012-08-02