0000018230-12-000293.txt : 20120604
0000018230-12-000293.hdr.sgml : 20120604
20120604145437
ACCESSION NUMBER: 0000018230-12-000293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120531
FILED AS OF DATE: 20120604
DATE AS OF CHANGE: 20120604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DICKINSON DANIEL M
CENTRAL INDEX KEY: 0001264714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12885670
MAIL ADDRESS:
STREET 1: THAYER CAPITAL PARTNERS
STREET 2: 1455 PENNSYLVANIA AVENUE NW, STE 350
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-05-31
0000018230
CATERPILLAR INC
CAT
0001264714
DICKINSON DANIEL M
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
7315
D
Phantom Stock Units
2012-05-31
4
A
0
210
A
Common
210
13642
D
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
The units were valued in May 2012 on the basis of the issuer's common stock price, 143 units at a price of $87.26 and 67 units at a price of $90.81.
Daniel M. Dickinson; L.J. Huxtable, POA
2012-06-04