0000018230-12-000289.txt : 20120604 0000018230-12-000289.hdr.sgml : 20120604 20120604145044 ACCESSION NUMBER: 0000018230-12-000289 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120531 FILED AS OF DATE: 20120604 DATE AS OF CHANGE: 20120604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLARDO JUAN CENTRAL INDEX KEY: 0001173956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 12885658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-05-31 0000018230 CATERPILLAR INC CAT 0001173956 GALLARDO JUAN 100 N.E. ADAMS STREET PEORIA IL 61629 1 0 0 0 Common 239489 D Phantom Stock Units 2012-05-31 4 A 0 216 A Common 216 14745 D Included in this amount are 14 shares in dividend reinvestment. Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The units were valued in May 2012 on the basis of the issuer's common stock price, 143 units at a price of $87.26 and 73 units at a price of $90.81. Juan Gallardo T.; L.J. Huxtable, POA 2012-06-04