0000018230-12-000206.txt : 20120410
0000018230-12-000206.hdr.sgml : 20120410
20120410164954
ACCESSION NUMBER: 0000018230-12-000206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120409
FILED AS OF DATE: 20120410
DATE AS OF CHANGE: 20120410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALLARDO JUAN
CENTRAL INDEX KEY: 0001173956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12752364
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0305
4
2012-04-09
0000018230
CATERPILLAR INC
CAT
0001173956
GALLARDO JUAN
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
2012-04-09
4
M
0
8000
29.43
A
239475
D
Phantom Stock Units
Common
0
14408
D
Employee Stock Option
29.43
2012-04-09
4
M
0
8000
0
D
2012-04-10
Common
8000
0
D
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
Right to buy with tandem tax withholding rights.
Exercisable in thirds beginning 1 year after the initial grant date. (1/3 after one year; 1/3 after two years; 1/3 after three years).
Juan Gallardo T.; L.J. Huxtable, POA
2012-04-10