0000018230-12-000149.txt : 20120307
0000018230-12-000149.hdr.sgml : 20120307
20120307163423
ACCESSION NUMBER: 0000018230-12-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120305
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUDA JAMES B
CENTRAL INDEX KEY: 0001171771
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12674606
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-03-05
0000018230
CATERPILLAR INC
CAT
0001171771
BUDA JAMES B
100 N.E. ADAMS STREET
PEORIA
IL
61629-7310
0
1
0
0
Sr. VP & Chief Legal Officer
Common
46318
D
Phantom Stock Units
Common
0
17623
D
Employee Stock Option (right to buy)
110.09
2012-03-05
4
A
0
44258
0
A
2015-03-05
2022-03-05
Common
44258
44258
D
This amount includes 3312 shares in dividend reinvestment.
Includes 9580 shares previously owned indirectly through Caterpillar's 401k plan.
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service.
J. B. Buda; L.J. Huxtable, POA
2012-03-07