0000018230-12-000147.txt : 20120307
0000018230-12-000147.hdr.sgml : 20120307
20120307163251
ACCESSION NUMBER: 0000018230-12-000147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120305
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Copeland Jananne A.
CENTRAL INDEX KEY: 0001415606
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12674588
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-03-05
0000018230
CATERPILLAR INC
CAT
0001415606
Copeland Jananne A.
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Controller/Chief Acctg Officer
Common
7822
D
Phantom Stock Units
Common
0
1302
D
Employee Stock Option (right to buy)
110.09
2012-03-05
4
A
0
5777
0
A
2015-03-05
2022-03-05
Common
5777
5777
D
This amount includes 3596 shares in 401K.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service.
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
J. A. Copeland; L. J. Huxtable, POA
2012-03-07