0000018230-12-000147.txt : 20120307 0000018230-12-000147.hdr.sgml : 20120307 20120307163251 ACCESSION NUMBER: 0000018230-12-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120305 FILED AS OF DATE: 20120307 DATE AS OF CHANGE: 20120307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Copeland Jananne A. CENTRAL INDEX KEY: 0001415606 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 12674588 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-03-05 0000018230 CATERPILLAR INC CAT 0001415606 Copeland Jananne A. 100 N.E. ADAMS STREET PEORIA IL 61629 0 1 0 0 Controller/Chief Acctg Officer Common 7822 D Phantom Stock Units Common 0 1302 D Employee Stock Option (right to buy) 110.09 2012-03-05 4 A 0 5777 0 A 2015-03-05 2022-03-05 Common 5777 5777 D This amount includes 3596 shares in 401K. The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled 100% in cash upon the reporting person's retirement or separation from service. Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. J. A. Copeland; L. J. Huxtable, POA 2012-03-07