0000018230-12-000131.txt : 20120307
0000018230-12-000131.hdr.sgml : 20120307
20120307144908
ACCESSION NUMBER: 0000018230-12-000131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120305
FILED AS OF DATE: 20120307
DATE AS OF CHANGE: 20120307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWAB SUSAN C
CENTRAL INDEX KEY: 0001202958
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12673860
MAIL ADDRESS:
STREET 1: 2101 VAN MUNCHING HALL
CITY: COLLEGE PARK
STATE: MD
ZIP: 20742
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-03-05
0000018230
CATERPILLAR INC
CAT
0001202958
SCHWAB SUSAN C
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
2012-03-05
4
A
0
909
0
A
7667
D
Phantom Stock Units
Common
0
221
D
Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan.
Susan C. Schwab; L.J. Huxtable, POA
2012-03-07