0000018230-12-000121.txt : 20120307 0000018230-12-000121.hdr.sgml : 20120307 20120307142846 ACCESSION NUMBER: 0000018230-12-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120305 FILED AS OF DATE: 20120307 DATE AS OF CHANGE: 20120307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Joshua I CENTRAL INDEX KEY: 0001173565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 12673791 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 FORMER NAME: FORMER CONFORMED NAME: SMITH JOSHUA T DATE OF NAME CHANGE: 20020516 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-03-05 0000018230 CATERPILLAR INC CAT 0001173565 Smith Joshua I 8401 COLESVILLE RD. SUITE 604 SILVER SPRING MD 20910 1 0 0 0 Common 2012-03-05 4 A 0 909 0 A 14480 D This amount includes 203 shares in dividend reinvestment. Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan. Joshua I. Smith; L.J. Huxtable, POA 2012-03-07