0000018230-12-000058.txt : 20120202
0000018230-12-000058.hdr.sgml : 20120202
20120202094358
ACCESSION NUMBER: 0000018230-12-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120131
FILED AS OF DATE: 20120202
DATE AS OF CHANGE: 20120202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OSBORN WILLIAM A
CENTRAL INDEX KEY: 0001171797
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12564621
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-01-31
0000018230
CATERPILLAR INC
CAT
0001171797
OSBORN WILLIAM A
100 NE ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
2012-01-31
4
M
0
8000
40.635
A
39726
D
Employee Stock Option
40.635
2012-01-31
4
M
0
8000
0
D
2014-04-14
Common
8000
0
D
This amount includes 225 shares in dividend reinvestment.
Right to buy with tandem tax withholding rights.
Exercisable in thirds beginning 1 year after the initial grant date. (1/3 after one year; 1/3 after two years; 1/3 after three years).
William A. Osborn; L.J. Huxtable, POA
2012-02-02