0000018230-12-000058.txt : 20120202 0000018230-12-000058.hdr.sgml : 20120202 20120202094358 ACCESSION NUMBER: 0000018230-12-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120131 FILED AS OF DATE: 20120202 DATE AS OF CHANGE: 20120202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSBORN WILLIAM A CENTRAL INDEX KEY: 0001171797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 12564621 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-01-31 0000018230 CATERPILLAR INC CAT 0001171797 OSBORN WILLIAM A 100 NE ADAMS STREET PEORIA IL 61629 1 0 0 0 Common 2012-01-31 4 M 0 8000 40.635 A 39726 D Employee Stock Option 40.635 2012-01-31 4 M 0 8000 0 D 2014-04-14 Common 8000 0 D This amount includes 225 shares in dividend reinvestment. Right to buy with tandem tax withholding rights. Exercisable in thirds beginning 1 year after the initial grant date. (1/3 after one year; 1/3 after two years; 1/3 after three years). William A. Osborn; L.J. Huxtable, POA 2012-02-02