0000018230-12-000020.txt : 20120103
0000018230-12-000020.hdr.sgml : 20120102
20120103162706
ACCESSION NUMBER: 0000018230-12-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111230
FILED AS OF DATE: 20120103
DATE AS OF CHANGE: 20120103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALLARDO JUAN
CENTRAL INDEX KEY: 0001173956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12502363
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-12-30
0000018230
CATERPILLAR INC
CAT
0001173956
GALLARDO JUAN
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
230860
D
Phantom Stock Units
2011-12-30
4
A
0
138
0
A
Common
138
14013
D
Security converts to common stock on a one-for-one basis.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
The stock was acquired in December 2011 at a price of $90.905 per share.
Juan Gallardo T.; L.J. Huxtable, POA
2012-01-03