0000018230-12-000002.txt : 20120103
0000018230-12-000002.hdr.sgml : 20120102
20120103121533
ACCESSION NUMBER: 0000018230-12-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111230
FILED AS OF DATE: 20120103
DATE AS OF CHANGE: 20120103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUDA JAMES B
CENTRAL INDEX KEY: 0001171771
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 12500859
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-12-30
0000018230
CATERPILLAR INC
CAT
0001171771
BUDA JAMES B
100 N.E. ADAMS STREET
PEORIA
IL
61629-7310
0
1
0
0
Sr. VP & Chief Legal Officer
Common
43405
D
Phantom Stock Units
2011-12-30
4
A
0
53
0
A
Common
53
16761
D
This amount includes 9485 shares in 401K and 4543 shares in dividend reinvestment.
Includes 7361 shares previously owned indirectly through Caterpillar's 401k plan.
Security converts to common stock on a one-for-one basis.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.
J. B. Buda; L.J. Huxtable, POA
2012-01-03