0000018230-11-000518.txt : 20111115
0000018230-11-000518.hdr.sgml : 20111115
20111115161705
ACCESSION NUMBER: 0000018230-11-000518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111027
FILED AS OF DATE: 20111115
DATE AS OF CHANGE: 20111115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAPP EDWARD J
CENTRAL INDEX KEY: 0001171780
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 111207442
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-10-27
0000018230
CATERPILLAR INC
CAT
0001171780
RAPP EDWARD J
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
CFO & Group President
Common
2011-10-27
5
G
0
1000
0
D
41293
D
Phantom Stock Units
Common
0
20617
D
This amount includes 2283 shares in 401K.
Includes 11,672 shares previously owned indirectly through Caterpillar's 401(k) plan.
Security converts to common stock on a one-for-one basis.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.
E. J. Rapp; L.J. Huxtable, POA
2011-11-15