0000018230-11-000497.txt : 20111102
0000018230-11-000497.hdr.sgml : 20111102
20111102160239
ACCESSION NUMBER: 0000018230-11-000497
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111031
FILED AS OF DATE: 20111102
DATE AS OF CHANGE: 20111102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOODE DAVID R
CENTRAL INDEX KEY: 0001171794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 111174472
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-10-31
0000018230
CATERPILLAR INC
CAT
0001171794
GOODE DAVID R
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
32024
D
Common
40581
I
By grantor retained annuity trust
Phantom Stock Units
2011-10-31
4
A
0
149
0
A
Common
149
50640
D
Security converts to common stock on a one-for-one basis.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2011 at a price of $94.74 per share.
David R. Goode; L.J. Huxtable, POA
2011-11-02