0000018230-11-000443.txt : 20110901
0000018230-11-000443.hdr.sgml : 20110901
20110901162529
ACCESSION NUMBER: 0000018230-11-000443
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110831
FILED AS OF DATE: 20110901
DATE AS OF CHANGE: 20110901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CALHOUN DAVID L
CENTRAL INDEX KEY: 0001233152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 111071308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-08-31
0000018230
CATERPILLAR INC
CAT
0001233152
CALHOUN DAVID L
100 N.E. ADAMS STREET
PEORIA
IL
61629
1
0
0
0
Common
1200
D
Common
600
I
Owned by wife
Phantom Stock Units
2011-08-31
4
A
0
137
0
A
Common
137
382
D
Security converts to common stock on a one-for-one basis.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
The stock was acquired in August 2011, 1 at a price of $81.30 per share and 136 at a price of $91.86 per share.
David L. Calhoun; S.R. Underwood, POA
2011-09-01