0000018230-11-000443.txt : 20110901 0000018230-11-000443.hdr.sgml : 20110901 20110901162529 ACCESSION NUMBER: 0000018230-11-000443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110901 DATE AS OF CHANGE: 20110901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALHOUN DAVID L CENTRAL INDEX KEY: 0001233152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 111071308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-08-31 0000018230 CATERPILLAR INC CAT 0001233152 CALHOUN DAVID L 100 N.E. ADAMS STREET PEORIA IL 61629 1 0 0 0 Common 1200 D Common 600 I Owned by wife Phantom Stock Units 2011-08-31 4 A 0 137 0 A Common 137 382 D Security converts to common stock on a one-for-one basis. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2011, 1 at a price of $81.30 per share and 136 at a price of $91.86 per share. David L. Calhoun; S.R. Underwood, POA 2011-09-01