0000018230-11-000327.txt : 20110602
0000018230-11-000327.hdr.sgml : 20110602
20110602104848
ACCESSION NUMBER: 0000018230-11-000327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110531
FILED AS OF DATE: 20110602
DATE AS OF CHANGE: 20110602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAVIN RICHARD P
CENTRAL INDEX KEY: 0001171774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 11887374
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-05-31
0000018230
CATERPILLAR INC
CAT
0001171774
LAVIN RICHARD P
100 N.E. ADAMS STREET
PEORIA
IL
61629
0
1
0
0
Group President
Common
86746
D
Common
4
I
Custodian for Daughter
Phantom Stock Units
2011-05-31
4
A
0
119
0
D
Common
119
20229
D
This amount includes 13,879 shares in 401K and 333 shares in dividend reinvestment.
Security converts to common stock on a one-for-one basis.
The phantom stock units were acquired under the Caterpillar Inc. deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.
Phantom stock units were disposed of to correct number previously reported in error.
R. P. Lavin; L.J. Huxtable, POA
2011-06-02