0000018230-11-000219.txt : 20110401
0000018230-11-000219.hdr.sgml : 20110401
20110401160127
ACCESSION NUMBER: 0000018230-11-000219
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110401
DATE AS OF CHANGE: 20110401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DICKINSON DANIEL M
CENTRAL INDEX KEY: 0001264714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 11731284
MAIL ADDRESS:
STREET 1: THAYER CAPITAL PARTNERS
STREET 2: 1455 PENNSYLVANIA AVENUE NW, STE 350
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-31
0000018230
CATERPILLAR INC
CAT
0001264714
DICKINSON DANIEL M
1455 PENNSYLVANIA AVENUE, NW
SUITE 350
WASHINGTON
DC
20004
1
0
0
0
Common
6406
D
Phantom Stock Units
2011-03-31
4
A
0
163
0
A
Common
163
11565
D
Security converts to common stock on a one-for-one basis.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share.
Daniel M. Dickinson; L.J. Huxtable, POA
2011-04-01