0000018230-11-000215.txt : 20110401
0000018230-11-000215.hdr.sgml : 20110401
20110401154851
ACCESSION NUMBER: 0000018230-11-000215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110401
DATE AS OF CHANGE: 20110401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAGOWAN PETER A
CENTRAL INDEX KEY: 0001171799
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 11731187
MAIL ADDRESS:
STREET 1: 100 NE ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-31
0000018230
CATERPILLAR INC
CAT
0001171799
MAGOWAN PETER A
100 PINE STREET, SUITE 2700
SAN FRANCISCO
CA
94111
1
0
0
0
Common
307570
D
Phantom Stock Units
2011-03-31
4
A
0
156
0
A
Common
156
23902
D
This amount includes 162 shares in dividend reinvestment.
Security converts to common stock on a one-for-one basis.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2011 at a price of $111.4250 per share.
Peter A. Magowan; L. J. Huxtable, POA
2011-04-01