0000018230-11-000164.txt : 20110308
0000018230-11-000164.hdr.sgml : 20110308
20110308141332
ACCESSION NUMBER: 0000018230-11-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110307
FILED AS OF DATE: 20110308
DATE AS OF CHANGE: 20110308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALLARDO JUAN
CENTRAL INDEX KEY: 0001173956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 11671488
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-07
0000018230
CATERPILLAR INC
CAT
0001173956
GALLARDO JUAN
MONTE CAUCASO 915, 4TH FLOOR
COL. LOMAS DE CHAPULTEPEC
MEXICO CITY
11000
1
0
0
0
Common
2011-03-07
4
A
0
980
102.13
A
222860
D
Phantom Stock Units
Common
0
12486
D
Security converts to common stock on a one-for-one basis.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
Restricted stock awarded pursuant to Caterpillar Inc. 2006 Long-Term Incentive Plan.
Juan Gallardo T.; L.J. Huxtable, POA
2011-03-08