0000018230-11-000133.txt : 20110304
0000018230-11-000133.hdr.sgml : 20110304
20110304172838
ACCESSION NUMBER: 0000018230-11-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110303
FILED AS OF DATE: 20110304
DATE AS OF CHANGE: 20110304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Joshua I
CENTRAL INDEX KEY: 0001173565
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 11665832
MAIL ADDRESS:
STREET 1: 100 N.E. ADAMS STREET
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER NAME:
FORMER CONFORMED NAME: SMITH JOSHUA T
DATE OF NAME CHANGE: 20020516
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-03
0000018230
CATERPILLAR INC
CAT
0001173565
Smith Joshua I
8401 COLESVILLE RD.
SUITE 604
SILVER SPRING
MD
20910
1
0
0
0
Common
2011-03-03
4
M
0
1606
A
12591
D
Restricted Stock Units
2011-03-03
4
M
0
1606
D
2011-03-03
2011-03-03
Common
1606
0
D
This amount includes 203 shares in dividend reinvestment.
Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 3, 2011, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock.
Joshua I. Smith; L.J. Huxtable, POA
2011-03-04