0000018230-11-000119.txt : 20110304
0000018230-11-000119.hdr.sgml : 20110304
20110304165958
ACCESSION NUMBER: 0000018230-11-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110303
FILED AS OF DATE: 20110304
DATE AS OF CHANGE: 20110304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DICKINSON DANIEL M
CENTRAL INDEX KEY: 0001264714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 11665458
MAIL ADDRESS:
STREET 1: THAYER CAPITAL PARTNERS
STREET 2: 1455 PENNSYLVANIA AVENUE NW, STE 350
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
BUSINESS PHONE: 3096751000
MAIL ADDRESS:
STREET 1: 100 NE ADAMS ST
CITY: PEORIA
STATE: IL
ZIP: 61629
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
edgar.xml
PRIMARY DOCUMENT
X0303
4
2011-03-03
0000018230
CATERPILLAR INC
CAT
0001264714
DICKINSON DANIEL M
1455 PENNSYLVANIA AVENUE, NW
SUITE 350
WASHINGTON
DC
20004
1
0
0
0
Common
2011-03-03
4
M
0
1606
A
5426
D
Phantom Stock Units
Common
0
11402
D
Restricted Stock Units
2011-03-03
4
M
0
1606
D
2011-03-03
2011-03-03
Common
1606
0
D
Security converts to common stock on a one-for-one basis.
The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement.
Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 3, 2011, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock.
Daniel M. Dickinson; L.J. Huxtable, POA
2011-03-04