-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F2vXOSi4CSrJWlXD4BHRNbVtH1ufn7SEb7vKfEv/AGOycrWpn7sQGBAq8+CCJylB K2lrHhrOrhT9ogsdIlw+TQ== 0000018230-11-000082.txt : 20110301 0000018230-11-000082.hdr.sgml : 20110301 20110301155054 ACCESSION NUMBER: 0000018230-11-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUST EDWARD B JR CENTRAL INDEX KEY: 0001196159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 11651475 MAIL ADDRESS: STREET 1: MCGRAW-HILL COMPANIES STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-28 0000018230 CATERPILLAR INC CAT 0001196159 RUST EDWARD B JR ONE STATE FARM PLAZA BLOOMINGTON IL 61710 1 0 0 0 Common 12933 D Phantom Stock Units 2011-02-28 4 A 0 240 0 A Common 240 17214 D Security converts to common stock on a one-for-one basis. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2011 at a price between $102.46 and $103.415 per share. Edward B. Rust Jr.; L.J. Huxtable, POA 2011-03-01 -----END PRIVACY-ENHANCED MESSAGE-----