-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EvfHmYvptCvY87eH59lTT6QDUPWwAe+zXmICcSUmkoqpUkmIUZjYwOFDloK+LCCL uNltze8Ki4t6LORkDXmvLg== 0000018230-10-000489.txt : 20101001 0000018230-10-000489.hdr.sgml : 20101001 20101001135608 ACCESSION NUMBER: 0000018230-10-000489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101001 DATE AS OF CHANGE: 20101001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODE DAVID R CENTRAL INDEX KEY: 0001171794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 101101785 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-09-30 0000018230 CATERPILLAR INC CAT 0001171794 GOODE DAVID R THREE COMMERCIAL PLACE NORFOLK VA 23510-2191 1 0 0 0 Common 57781 D Phantom Stock Units 2010-09-30 4 A 0 230 0 A Common 230 47496 D Included in this amount are 4726 shares in dividend reinvestment. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2010 at a price of $79.105 per share. Security converts to common stock on a one-for-one basis. David R. Goode; L.J. Huxtable, POA 2010-10-01 -----END PRIVACY-ENHANCED MESSAGE-----