-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ne+3plSgKzYOZU/Zz/P6zOsa+TT0/W1wXEAsdFc+0lD/6ZH/N1R9tMlBc2lEhpMO 1DHKGEAzk5C17VAyeC7yZw== 0000018230-09-000351.txt : 20090901 0000018230-09-000351.hdr.sgml : 20090901 20090901122551 ACCESSION NUMBER: 0000018230-09-000351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090831 FILED AS OF DATE: 20090901 DATE AS OF CHANGE: 20090901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILLON JOHN T CENTRAL INDEX KEY: 0001171804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 091047941 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-08-31 0000018230 CATERPILLAR INC CAT 0001171804 DILLON JOHN T 20 HORSENECK LANE GREENWICH CT 06830 1 0 0 0 Common 23098 D Phantom Stock Units 2009-08-31 4 A 0 435 0 A Common 435 3654 D This amount includes 1451 dividend reinvestment shares. Security converts to common stock on a one-for-one basis. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2009 at a price between $45.16 and $45.405 per share. John T. Dillon; L.J. Huxtable, POA 2009-09-01 -----END PRIVACY-ENHANCED MESSAGE-----