-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ECuU6b+ETd4X6G5b/9ZamAvAUsUjNBl70/erHK87aTMj1ka48mkeXoF/78+T3npt RdXAWjKU0m28I2RCnBMyQw== 0000018230-09-000212.txt : 20090601 0000018230-09-000212.hdr.sgml : 20090601 20090601160050 ACCESSION NUMBER: 0000018230-09-000212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090529 FILED AS OF DATE: 20090601 DATE AS OF CHANGE: 20090601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAGOWAN PETER A CENTRAL INDEX KEY: 0001171799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 09865034 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-29 0000018230 CATERPILLAR INC CAT 0001171799 MAGOWAN PETER A 100 PINE STREET, SUITE 2700 SAN FRANCISCO CA 94111 1 0 0 0 Common 288797 D Phantom Stock Units 2009-05-29 4 A 0 665 0 A Common 665 16844 D This amount includes 3548 shares in dividend reinvestment. Security converts to common stock on a one-for-one basis. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2009 at a price between $35.21 and $38.235 per share. Peter A. Magowan; L. J. Huxtable, POA 2009-06-01 -----END PRIVACY-ENHANCED MESSAGE-----