-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QQBmhDwsJzJtwihEHo/EaCIvaTYSfI29OazLHK9bhD+4WPhcqhIABr9/vxwrVVhg UUJlvp2ZjeG/0lCk1gvopA== 0000018230-09-000057.txt : 20090211 0000018230-09-000057.hdr.sgml : 20090211 20090211141545 ACCESSION NUMBER: 0000018230-09-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090210 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAGOWAN PETER A CENTRAL INDEX KEY: 0001171799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 09589013 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-02-10 0000018230 CATERPILLAR INC CAT 0001171799 MAGOWAN PETER A 100 PINE STREET, SUITE 2700 SAN FRANCISCO CA 94111 1 0 0 0 Common 2009-02-10 4 M 0 8000 28.7813 A 296002 D Common 2009-02-10 4 F 0 7205 31.955 D 288797 D Phantom Stock Units Common 242 14882 D Employee Stock Option 28.7813 2009-02-10 4 M 0 8000 0 D 2009-04-14 Common 8000 0 D This amount includes 3548 shares in dividend reinvestment. Security converts to common stock on a one-for-one basis. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2009 at a price of $30.90 per share. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Peter A. Magowan; L. J. Huxtable, POA 2009-02-11 -----END PRIVACY-ENHANCED MESSAGE-----