-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UevcrSYVxKg7tqUOedlJ2/UISMMZmlNdE73tK2H1Gyh/gNKkH2Onq2jT9mWz9kvJ e4ZgB6D+W1zzkzL8JU0iGg== 0000018230-08-000043.txt : 20080201 0000018230-08-000043.hdr.sgml : 20080201 20080201142330 ACCESSION NUMBER: 0000018230-08-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080131 FILED AS OF DATE: 20080201 DATE AS OF CHANGE: 20080201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLOUNT W FRANK CENTRAL INDEX KEY: 0001057580 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 08567727 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE STREET 2: C/O ENTERGY CORP CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045764000 MAIL ADDRESS: STREET 1: C/O ENTERGY CORP STREET 2: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-01-31 0000018230 CATERPILLAR INC CAT 0001057580 BLOUNT W FRANK 1040 STOVALL BOULEVARD ATLANTA GA 30319 1 0 0 0 Common 2008-01-31 4 M 0 8000 27.1875 A 20430 D Common 2008-01-31 4 F 0 3126 69.57 D 17304 D Employee Stock Option 27.1875 2008-01-31 4 M 0 8000 0 D 2008-04-08 Common 8000 0 D This amount includes 730 dividend reinvestment shares. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. W. Frank Blount; L.J. Huxtable, POA 2008-02-01 -----END PRIVACY-ENHANCED MESSAGE-----