-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LUYuyxmuI22pfU87DUWPmfu2mGkDu6L5HKmVUkW3g7m7TO5NUpI+NebDEWk0pRsW y+SwVh0mJn4AvDLU9c75XQ== 0000018230-07-000530.txt : 20071203 0000018230-07-000530.hdr.sgml : 20071203 20071203141513 ACCESSION NUMBER: 0000018230-07-000530 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071201 FILED AS OF DATE: 20071203 DATE AS OF CHANGE: 20071203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAPP EDWARD J CENTRAL INDEX KEY: 0001171780 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 071280165 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2007-12-01 0 0000018230 CATERPILLAR INC CAT 0001171780 RAPP EDWARD J 100 N.E. ADAMS STREET PEORIA IL 61629 0 1 0 0 Group President Common 33665 D Option (ISO) 27.8438 1998-06-09 2008-06-09 Common 3590 D Option (ISO) 31.1719 1999-06-08 2009-06-08 Common 3208 D Option (ISO) 19.2032 2000-06-12 2010-06-12 Common 5202 D Option (NQ) 19.2032 2000-06-12 2010-06-12 Common 11798 D Option (NQ) 26.765 2001-06-12 2011-06-12 Common 48000 D Option (NQ) 25.3575 2002-06-11 2012-06-11 Common 54000 D Option (NQ) 27.1425 2003-06-10 2013-06-10 Common 54000 D Option (NQ) 38.6275 2004-06-08 2014-06-08 Common 60000 D Option (NQ) 45.6425 2005-02-18 2015-02-18 Common 60000 D Option (NSAR) 72.05 2006-02-17 2016-02-17 Common 48000 D Option (NSAR) 63.04 2007-03-02 2017-03-02 Common 47044 D Option (RSU) 63.04 2007-03-02 2017-03-02 Common 2594 D This amount includes 12,273 shares in 401K and 11 shares in dividend reinvestment. E. J. Rapp; L.J. Huxtable, POA 2007-12-03 -----END PRIVACY-ENHANCED MESSAGE-----