-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CaNWG3azyJgBq2ZbxIY2O0zf+YK9r7IQUtE3En3zG6T65caf5sRjFlgBPDbMyIB3 SDJ0ug5fiSbU/HvMYwSYSA== 0000018230-07-000369.txt : 20070702 0000018230-07-000369.hdr.sgml : 20070702 20070702165439 ACCESSION NUMBER: 0000018230-07-000369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070702 DATE AS OF CHANGE: 20070702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKINSON DANIEL M CENTRAL INDEX KEY: 0001264714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 07956037 BUSINESS ADDRESS: BUSINESS PHONE: 2023710150 MAIL ADDRESS: STREET 1: THAYER CAPITAL PARTNERS STREET 2: 1455 PENNSYLVANIA AVENUE NW, STE 350 CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-06-29 0000018230 CATERPILLAR INC CAT 0001264714 DICKINSON DANIEL M 1455 PENNSYLVANIA AVENUE, NW SUITE 350 WASHINGTON DC 20004 1 0 0 0 Common 783 D Phantom Stock Units 2007-06-29 4 A 0 95 0 A Common 95 95 D Security converts to common stock on a one-for-one basis. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2007 at a price of $78.445 per share. Daniel M. Dickinson; L.J. Huxtable, POA 2007-07-02 -----END PRIVACY-ENHANCED MESSAGE-----