-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GG/WxuJD8cBNy1p/KxjMi5MObmUzszZORqLVqTX+MYnb0IehXKvocDiNhmBVIkQB zz3+emvSfz85zQdkTHuByw== 0000018230-07-000267.txt : 20070405 0000018230-07-000267.hdr.sgml : 20070405 20070405121115 ACCESSION NUMBER: 0000018230-07-000267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070404 FILED AS OF DATE: 20070405 DATE AS OF CHANGE: 20070405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAGOWAN PETER A CENTRAL INDEX KEY: 0001171799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 07751132 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-04-04 0000018230 CATERPILLAR INC CAT 0001171799 MAGOWAN PETER A PACIFIC BELL PARK 24 WILLIE MAYS PLAZA SAN FRANCISCO CA 94107 1 0 0 0 Common 2007-04-04 4 M 0 8000 19.5938 A 271419 D Common 2007-04-04 4 F 0 2327 67.35 D 269092 D Common 2800 I By Trust Employee Stock Option 19.5938 2007-04-04 4 M 0 8000 0 D 2007-04-09 Common 8000 0 D This amount includes 2282 dividend reinvestment shares. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Peter A. Magowan; L. J. Huxtable, POA 2007-04-05 -----END PRIVACY-ENHANCED MESSAGE-----