-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ipv8txirDCJC8F/EfGEpHejXmeAiOWSA6nq3v/JBFhAvkfaijLrOPd8dG701Yi3d Lk36dL614CX6O7U133S4cw== 0000018230-07-000106.txt : 20070305 0000018230-07-000106.hdr.sgml : 20070305 20070305134356 ACCESSION NUMBER: 0000018230-07-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070302 FILED AS OF DATE: 20070305 DATE AS OF CHANGE: 20070305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VITTECOQ GERARD R CENTRAL INDEX KEY: 0001171778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 07670553 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-02 0000018230 CATERPILLAR INC CAT 0001171778 VITTECOQ GERARD R 76, ROUTE DE FRONTENEX P. O. BOX 6000, CH-1211 GENEVA 6 SWITZERLAND 0 1 0 0 Group President Common 70303 D Stock Appreciation Right 63.04 2007-03-02 4 A 0 109516 0 A 2017-03-02 Common 109516 109516 D Restricted Stock Units 2007-03-02 4 A 0 4832 0 A Common 4832 4832 D Included in this amount are 31,312 shares in EIP. The restricted stock units and stock appreciation rights vest on March 2, 2010. Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. Gerard R. Vittecoq; L.J. Huxtable, POA 2007-03-05 -----END PRIVACY-ENHANCED MESSAGE-----