-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MVXtRtepsVSNUYLsGED6ID01wavcRxO4BgqzSACQ+HldBYpJBVwoa5vjCp+3LefH gcIoEpups9ejWgT2PQD3pQ== 0000018230-07-000105.txt : 20070305 0000018230-07-000105.hdr.sgml : 20070305 20070305134250 ACCESSION NUMBER: 0000018230-07-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070302 FILED AS OF DATE: 20070305 DATE AS OF CHANGE: 20070305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURRITT DAVID B CENTRAL INDEX KEY: 0001204586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 07670548 BUSINESS ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-02 0000018230 CATERPILLAR INC CAT 0001204586 BURRITT DAVID B 100 N.E. ADAMS STREET PEORIA IL 61629-5390 0 1 0 0 V.P./Chief Financial Officer Common 33874 D Common 6814 I Owned by Wife Stock Appreciation Right 63.04 2007-03-02 4 A 0 47342 0 A 2017-03-02 Common 47342 47342 D Restricted Stock Units 2007-03-02 4 A 0 2594 0 A Common 2594 2594 D This amount includes 9584 shares in 401K and 43 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. The restricted stock units and stock appreciation rights vest on March 2, 2010. Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. D. B. Burritt; L.J. Huxtable, POA 2007-03-05 -----END PRIVACY-ENHANCED MESSAGE-----