-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fq0EvOIgRNXsHDg7JTHPdPw/Va0/8n4utn/EKQlkzkLNb0qhhrmqaoT1tEYXcM5c XMxJTPm5nbLmxj2uy6wTrw== 0000018230-07-000092.txt : 20070305 0000018230-07-000092.hdr.sgml : 20070305 20070305114644 ACCESSION NUMBER: 0000018230-07-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070302 FILED AS OF DATE: 20070305 DATE AS OF CHANGE: 20070305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOSHUA T CENTRAL INDEX KEY: 0001173565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 07670100 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-02 0000018230 CATERPILLAR INC CAT 0001173565 SMITH JOSHUA T 8401 COLESVILLE RD. SUITE 604 SILVER SPRING MD 20910 1 0 0 0 Common 10855 D Stock Appreciation Rights 63.04 2007-03-02 4 A 0 5833 0 A 2017-03-02 Common 5833 5833 D The stock apreciation rights vest on March 2, 2010. Joshua I. Smith; L.J. Huxtable, POA 2007-03-05 -----END PRIVACY-ENHANCED MESSAGE-----