-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HdEkaAX469OfdayjT0+meougcbSFlC0bFUCyrztlC5Nc4045Jbniw74v8WPhnTHr K86oFMOX3zregM0s2ORUtA== 0000018230-07-000081.txt : 20070305 0000018230-07-000081.hdr.sgml : 20070305 20070305095344 ACCESSION NUMBER: 0000018230-07-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070302 FILED AS OF DATE: 20070305 DATE AS OF CHANGE: 20070305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLOUNT W FRANK CENTRAL INDEX KEY: 0001057580 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 07669775 BUSINESS ADDRESS: STREET 1: 639 LOYOLA AVE STREET 2: C/O ENTERGY CORP CITY: NEW ORLEANS STATE: LA ZIP: 70113 BUSINESS PHONE: 5045764000 MAIL ADDRESS: STREET 1: C/O ENTERGY CORP STREET 2: 639 LOYOLA AVE CITY: NEW ORLEANS STATE: LA ZIP: 70113 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-02 0000018230 CATERPILLAR INC CAT 0001057580 BLOUNT W FRANK 1040 STOVALL BOULEVARD ATLANTA GA 30319 1 0 0 0 Common 12329 D Stock Appreciation Right 63.04 2007-03-02 4 A 0 5833 0 A 2017-03-02 Common 5833 5833 D This amount includes 629 dividend reinvestment shares. The stock apreciation rights vest on March 2, 2010. W. Frank Blount; L.J. Huxtable, POA 2007-03-05 -----END PRIVACY-ENHANCED MESSAGE-----