-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S/AvNglBBpr9ZgrEx1SN5dECXAdzbX/y4nmSZLUPiMyLO5iyMaDIv/CVFXDrJYhR R/l5hoTmKmsVA7DEDBUkwA== 0000018230-06-000467.txt : 20061204 0000018230-06-000467.hdr.sgml : 20061204 20061204132652 ACCESSION NUMBER: 0000018230-06-000467 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUST EDWARD B JR CENTRAL INDEX KEY: 0001196159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 061253519 BUSINESS ADDRESS: BUSINESS PHONE: 2125122909 MAIL ADDRESS: STREET 1: MCGRAW-HILL COMPANIES STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-30 0000018230 CATERPILLAR INC CAT 0001196159 RUST EDWARD B JR ONE STATE FARM PLAZA BLOOMINGTON IL 61710 1 0 0 0 Common 4933 D Phantom Stock Units 2006-11-30 4 A 0 145 0 A Common 145 0 D Security converts to common stock on a one-for-one basis. The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2006 at a price between $60.795 and $62.16 per share. Edward B. Rust Jr.; L.J. Huxtable, POA 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----