-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZcwbPvFZOdl2JLIIarfeqfFvlI9R8Y1EWWPgNieHLHPty6HaLoa/vYew8h7IQ9X fuKmNqH2iZPc5iROAcvZEA== 0000018230-06-000349.txt : 20060720 0000018230-06-000349.hdr.sgml : 20060720 20060720102316 ACCESSION NUMBER: 0000018230-06-000349 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060720 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20060720 DATE AS OF CHANGE: 20060720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06970782 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 8-K/A 1 form8ka_june06stats.htm DEALER STATS AMENDED
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): July 20, 2006
 
 
CATERPILLAR INC.
(Exact name of registrant as specified in its charter)
 
Delaware
(State or other jurisdiction of incorporation)
 
1-768
(Commission File Number)
 
37-0602744
(IRS Employer Identification No.)
100 NE Adams Street, Peoria, Illinois
(Address of principal executive offices)
 
61629
(Zip Code)
Registrant's telephone number, including area code: (309) 675-1000
 
Former name or former address, if changed since last report: N/A
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
       
 
o
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 230.425)
       
 
o
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
       
 
o
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Page 1


Item 7.01. Regulation FD Disclosure.


* * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * *


Caterpillar Inc. (NYSE: CAT) will publicly release June 2006 Dealer Statistics at 11:00 a.m. Central Standard Time on Friday, July 21th.

This information can be obtained by telephone and by visiting our website. To access the phone recording of the release please call (309) 675-8000. An audio recording will be available with the current month’s Dealer Statistics report. A PDF version will also be available on www.cat.com/investor.



About Caterpillar Inc.
For 80 years, Caterpillar Inc. has been building the world’s infrastructure and, in partnership with its worldwide dealer network, is driving positive and sustainable change on every continent. With 2005 sales and revenues of $36.33 billion, Caterpillar is a technology leader and the world’s leading manufacturer of construction and mining equipment, diesel and natural gas engines and industrial gas turbines. More information is available at www.cat.com.


SAFE HARBOR
Certain statements in this release relate to future events and expectations and as such constitute forward-looking statements involving known and unknown factors that may cause actual results of Caterpillar Inc. to be different from those expressed or implied in the forward-looking statements. In this context, words such as “expects,” “anticipates,” “intends,” “plans,” “believes,” “seeks,” “will,” or other similar words and phrases often identify forward-looking statements made on behalf of Caterpillar. It is important to note that actual results of the company may differ materially from those described or implied in such forward looking statements based on a number of factors and uncertainties, including, but not limited to, changes in economic conditions, currency exchange rates or political stability; market acceptance of the company’s products and services; significant changes in the competitive environment; changes in law, regulations and tax rates; and other general economic, business and financing conditions and factors described in more detail in the company’s filings with the Securities and Exchange Commission, including the first quarter Form 10-Q filed with the Securities and Exchange Commission on May 3, 2006. We do not undertake to update our forward-looking statements.

* * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * *

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
CATERPILLAR INC.
   
   
July 20, 2006
By:
/s/James B. Buda
   
   
James B. Buda
   
Vice President

Page 2


GRAPHIC 2 catlogo.jpg CATLOGO begin 644 catlogo.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``,"`@,"`@,#`P,$`P,$!0@%!00$ M!0H'!P8(#`H,#`L*"PL-#A(0#0X1#@L+$!80$1,4%145#`\7&!84&!(4%13_ MVP!#`0,$!`4$!0D%!0D4#0L-%!04%!04%!04%!04%!04%!04%!04%!04%!04 M%!04%!04%!04%!04%!04%!04%!04%!3_P``1"`!?`0H#`2(``A$!`Q$!_\0` M'P```04!`0$!`0$```````````$"`P0%!@<("0H+_\0`M1```@$#`P($`P4% M!`0```%]`0(#``01!1(A,4$&$U%A!R)Q%#*!D:$((T*QP152T?`D,V)R@@D* M%A<8&1HE)B7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#]4Z***`"B MBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`*** M*`"BBB@`HHHH`****`"BBB@`HHHH`***90`^BLRYU6STU5:YN8+-&^Z\TJIO MJ6VN8KR))8Y5FB?[KHV]&H`O44RB@!]%,I]`!13*?0`44RGT`%%,WT4`/HHI ME`#Z*910`^BBF4`/HIE/H`**93Z`"BBF4`/HJ%YE3[S;*?\`QT`/HHHH`*** M*`"BBB@`KSOXS^+[SX8_![QQXLL8H[FZT'1;_4H+>;[C-%$[HK?[/RUZ)7CO M[6?_`":S\8_^Q/U;_P!(GH`_$3X>^#/B-^VO\8)M(?Q#%K'BW5DENI=3UN\9 M8E5$=_X$?:O\"(B?+O\`X5KM_P!C?XM>.OV>?VG="\(1WT\-C>>(HM`UW1DG MW65QNE^RN^W[N]/OH_\`L?W&:M3_`()'_P#)Y&D_]@6__P#0*^AK'_@F'\4K M+]J"W^)#:[X3.BQ>,%U]K9+J?[7]E^V^;L_X]=F_9_MT`>M_\%=/B9=>"?V< M]*T73[YK:]\0:[%$_DMM=H(D>5__`!_[/7Y0:#\1?&/@#Q#X7\2_;M026*6+ M5].\VZ?9<>5=/\_^[OB=?^`U]E?\%FO'W]L?&OP5X13:]KH.A2WK[/X9;F7Y ME_[XM8O^^Z\!_:DC^';?![X`+X.U^TUO6[#PNUGK]C:2_/82M+]LV-_VUO;I M?^`4`?5?_!2/X(?$?XT_$O1_B5X"T.]U7P/%X1@N)]6BO(K=$17NI7?8SHW^ MJ=&K\\/!^C^*OB1XJTSPUX?EN[_6M4E6UL[1+S9YK-_!\[U^Q_[,WQ%?XB_\ M$SDN995>ZTOPEJFASHG\'V6*6*+_`,A)%_WW7Y7_`+"O_)WGPE_[#L/_`*%0 M![G\7?A9XZ^!'_!/RUT?QYI5WX>UZ?XK)>QI+=([O$VD.F_>KO\`Q(]>"?!3 M]G_XL?M#6>JS_#[3;OQ(NF/$E]LU&*+RO-W[/];*G]QZ_33_`(+2?\FO^%/^ MQRM?_2*]KX>_89_;:TC]D+3O&L5YX5N_$A\0/9NOV2Z6W\KRO-_O*W_/6@#Z ME_8_^`7Q1^`GP%_:0_X61H=SHKZMX;_XEZ7%]%=>;Y5K?^;_`*IWV_?2OSG^ M$'@3QC\:_B%I'@KPM=-+K^I^;]CBFO/*1MD3RO\`.W^PCU^S'@S]I*S_`&J/ MV/?BKXQLM&N?#=O:Z9JVE_9KB=97;9I^_?OVK_SU_P#'*_(?]D_XTV/P!^/7 MA7X@ZA8S:E9:-]J\VQLF596\VWEB^7=_UUH`Z/0?B+\8OV-_B]<:9_;ESX>U MW0;E/MVB2WCRV-Q\F[;.J/ME5T??_P`#WI\]?5'_``6#\6_VWI?P'US3[J:V MM=6TZ_O8D1OX&2R=/_0Z^9/'-SKG[=W[5FIZAX3TBWT[4_%4\"6=CJ=]$JP0 M16\46]V;_8BW;$^?^YOKZ3_X+%^&H/".C?`70[-F:TTO3K^PBW?W(DLD3_T" M@#Y"\/?L_?%'Q#\%]2^+&E>?<^#=)G=;F]344\Z)DV?/Y6_=_&E?9_\`P2S_ M`&F?%GBKQ1XB^&_B/Q#J&MZ;+H\M_ICZG=/<2VLL6Q'B1V_A='W;/X?*^7[[ MUY%\)?VJO!7@#]@OQQ\)+M;^Y\:ZW+>106ZVO^CJD_E+O:7_`&-K54_X)/:# M=7_[2=[?0K^ZT[PSJ-Q*_P#L-LB7_P`>:@#QG]C#5[ZY_:K^$4$MS.\7_"26 MGR;O^FJUZ?\`\%1]8OK#]M3QFD%W-"GV/3OD1O\`IUBKR3]BG_D[7X1_]C'8 M?^C4KU#_`(*K_P#)[7C/_KSTW_TEBH`_8+]D9]_[*OPA9OG?_A%--_\`25*_ M&[_@I-J]]9_ML_%"*"[F1/-LOE1O^H?:U^R/['__`":E\'O^Q1TO_P!)4K\8 M/^"F7_)\/Q0_ZZV'_IOM:`/VW_9OW-^SW\,F9M[_`/",Z7\S?]>45?-__!6[ MQG)X6_9.;38)&1_$&NV=@VUOX5WW7_H5NM?27[-W_)O7PM_[%?2__2**OSX_ MX+9>+6V_"KPK%)][[?J5S%_WZBB?_P!&T`?GAX.\9ZY\/O&_A+Q*MS>_Z%?6 MNJP;Y6_>^5OCC_@EK=ZTDOVF6X^&_E3R M_P!^6*U\J7_Q]7H`_(#X+?"OQ[^T;XT_X1/P5.USK7V5KKRIK[RDVK]_YW?_ M`&Z[KX4?'KXI?LD?&E+.YU/5+.+0=3^Q:UX?:^R6)DWNC?Q['3_>2 MJ7[%'[1^D?LM_&9/&.LZ7=ZK9)IUU9?9+%E5][[/G^;_`'*U?#?@G6OVY_VK MM8;2K2#2O^$CUB74KQ7G3_0+-I=S_>V>:Z+_`'/O4`?H%^UQI.O^-/%OBRQL M=)@\2>+M.NM^BZ)J&G17\*Z)_85U=?:(K>6WN%WRZI$T3-LWMY5O%OBW(U>_ M_LQZE%<:)XCL=*D:X\,6.K+%H;C[D4'V6W:XMXOF;]U%>->1*F[Y-CQ)\D5> MF>,OA;X.^(-G;P>*O"NB>*HK5M\":WIT5ZL7^[YJOMK7TK2;31+&WT_3K.*S MLH(UB@M[>)4BB1?NJJ+]U:`-VBBB@`HHHH`****`"O'?VL_^36?C'_V)^K?^ MD3U[%7$?%?P2GQ+^&/B[PBT[6::]I5UI7VA%W>5Y\3)OV_\``J`/QD_X)'_\ MGD:3_P!@6_\`_0*]'T[]O'XWW7[8%OX%E\=[_"[^.5TAK'^Q[#_CS_M#RO*W M^5N^Y\N_[U>.6?P3_:._95^*2:AX?\(:_IOB>P>6U@U;1-';4K2Z5DV_(VQX MI5=6^Z_W/[BNE>F^%?@GXA_9G:T^(/BGP1K?Q+^-MP_]KZ5HUIIUU>V.C3M\ MRWNI72)^]GW_`#+;HWR_>=_G38`6_P!J3P5HNN_M"_$#XL?%^YN]'\"_VF^G MZ!X>M&_XFWB;[&BV_P#H_P#SRL_W6][AOE^?Y-SO7E+_`!T^&_QQE'A/QYX6 MTGP'X?M_W7A7Q#X9L?G\-1?\^]TGWKZ!F^=F;][O>5T^_MKC?B1X&^.'Q@\: M:AXH\7^$/'&MZQ>MOEN+O0KC[O\`<1/*VJO]Q$^5:X#_`(9Z^*G_`$33Q?\` M^"*Z_P#B*`/TD_9$T'Q5\+/V?_C[\-/$=O:116^BS^(M#U#3KE+BTU:SN=/E MB^T64J_++%^ZB^?_`*:_/M:O@_\`85_Y.\^$O_8=A_\`0J]S_9D^)OQI^"&E M:AX(\1_#7QWXA^&6KVL^FZCI]OI-Q]HL(ITV2RV#LFU6_CV/\C?['WJM?!#] MD#QQ\'_VKOA1KVGZ9J?B?P/=:G%=6VO6^DRQ>1$K_.M[$Z;K.5/XE?\`X"[4 M`?5__!:3_DU_PI_V.5K_`.D5[7RM_P`$SOV4?AY^T_I'Q"G\>:?>W[Z-/8)9 M_9+Y[?;YOVC?]S_<2OKW_@K/X3U?QM^SUX7L/#^D:AKU\OBN"9K;3+-[IU3[ M%>_/L7_?2OS*^'>D_M'?"FUOX/!^A?$CPM%?NCWB:387]OYNW?LW;4_VWH`_ M8J\^`/@S]G+]EKXJ^&O!MMF76CZM?RI<7+7#^:UAL?YV_V8DK\@/V$_AW MX=^+7[3_`(/\'>+M-76/#M^U[]IL?->+S=ME*Z?.KHWWU2OLS]C?5_C)XP^% M7[1$/Q-;QG?._A=DTRU\2+>-O9HKW>D2R_Q?<^Y_L5\__P#!//X3>/O!W[8/ MPZUW7_!/B31]/B:_\V]OM*GBB7?872?,[K0!YQ^V+\--(^!O[4_BKPKX*>?2 MK+1I[*XT_P#?NTMGYMO%7Y/XJ^D_^"N.I7/BKP5^SUK5YM^T7^A7 MM[+L_OLE@S_^AUYY_P`%$/@UX_\`%?[87Q`U72O!7B/6=*NO[.\J^L=)NI8I M=NFVZ/L=4V_>1DKU7_@HMX&\6^//AE^SK+X?\(Z_K'D>'G^U)::/+*]NS167 MR2HJ?*WR-\C_`-R@#*_88_X)_?#;]I;X'Q>,_$NK^)K#4UU:ZLO)TFZMXHMB MHFS[]N[;OG_OU^@GP7_9C\"_LT^$]3TWP/IDUG+>0,U]J=Y+YMW>[5?;O;_8 MW?=156O+/^"6?A?5O!?[,3Z5KFD:AHFHC7;Q_LFIV[VLVS;%\^QJ^NM2^;2[ MU5^9_(?_`-!H`_G<_8I_Y.U^$?\`V,=A_P"C4KU#_@JO_P`GM>,_^O/3?_26 M*LK]DSX.?$/PU^TK\,-3U/P'XFL+&R\0V;RW-WHMPD42>:GSN^RO1_\`@I#\ M+/&OC3]K7QAJWA[P;XAUG3Y;:PVWVG:5+=0M_HL7W71*`/U0_8__`.34O@]_ MV*.E_P#I*E?C!_P4R_Y/A^*'_76P_P#3?:U=L/'_`.UQH.AZ?H^E-\3[#3+. M!+>UM+?3K]$BB5-J(GR?W:Z7]O[X1?$'Q7^UCXXU71/!7B36+&=;!DOK'2I[ MA&_T"WW_`#HG]_?0!^Q/[.7_`";O\+_^Q6TO_P!)(J_(;_@KAXO7Q-^UR^F+ M_P`R_H5G8-_O/ON/_;A*Y70?'_[6V@V^E:58S_%.STJR6*UBMXM,O42*)?E1 M$^3^Y3_VL_A3\2_BU^UC\0]5M_`OB:>RO]?ELH+Y-*N'B:*)_LL3[]GW=J)0 M!S/[0/[3EC\:_A1\'?",'AB?07\!Z*^E-??;/-_M'=;VJN^S8FWYK?=]YOO5 M]M?LS^+XO$W_``2,^(NGK_S`=,US36_X$GVK_P!NJB_;U_8,\"^`/@?9:A\( M_AS=IX@BUJ!+G^S)[^_N'LV27>NQG?\`C\JO/_V/?"_CW1/V0_VE/!6K^#== MTZ:?1/MFF6]QIETCW4[V\L4J(KK\S?)%]R@#PG_@G5\'?!GQN_:$;PQXWT5- M>T)](O+K[.\\L7S+LVOOB=&K@/CEI2_`']J#Q5I_A.>734\*^)'ETF7=OEM_ M*EWQ?-_L?)7TU_P2T^%?C;P9^T__`&CK_A'7=$T_^P[R+[1J.DRVL6_Y/DWN MM>5?MD?`WX@ZK^U3\3=2T[P%XDU*TNM8GN(KNTTJ>6)D;YT='5:`/WCA
-----END PRIVACY-ENHANCED MESSAGE-----