-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q+D3pFxQD2ScpKxPnWP3b9XJJJSafFYC9LZVcVXacWVXrJLyWM9095w6Vs2+xRnB gz31To4yyFmp6ONnFGis3g== 0000018230-06-000194.txt : 20060406 0000018230-06-000194.hdr.sgml : 20060406 20060406153640 ACCESSION NUMBER: 0000018230-06-000194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060405 FILED AS OF DATE: 20060406 DATE AS OF CHANGE: 20060406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAGOWAN PETER A CENTRAL INDEX KEY: 0001171799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06745173 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-04-05 0000018230 CATERPILLAR INC CAT 0001171799 MAGOWAN PETER A PACIFIC BELL PARK 24 WILLIE MAYS PLAZA SAN FRANCISCO CA 94107 1 0 0 0 Common 2006-04-05 4 M 0 8000 16.7344 A 214807 D Common 2006-04-05 4 F 0 1776 75.355 D 213031 D Common 2800 I By Trust Employee Stock Option 16.7344 2006-04-05 4 M 0 8000 0 D 2006-04-10 Common 8000 0 D This amount includes 1961 dividend reinvestment shares. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs. 1/3 after 3 yrs. Peter A. Magowan; L. J. Huxtable, POA 2006-04-06 -----END PRIVACY-ENHANCED MESSAGE-----