-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RmPG7qBUbD/QLOH8iPeQJkc5XHJej9iByuU8CcshmiO5w1bcp3TEv4mUKlVnSnaO M8FEGC3uL9ZOuxCJQaB/WQ== 0000018230-06-000090.txt : 20060201 0000018230-06-000090.hdr.sgml : 20060201 20060201180739 ACCESSION NUMBER: 0000018230-06-000090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060201 DATE AS OF CHANGE: 20060201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAPP EDWARD J CENTRAL INDEX KEY: 0001171780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06571017 BUSINESS ADDRESS: BUSINESS PHONE: 3096754610 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-31 0000018230 CATERPILLAR INC CAT 0001171780 RAPP EDWARD J REGENCY FOREST II 100 REGENCY FOREST DRIVE CARY NC 27511 0 1 0 0 Vice President Common 2006-01-31 4 M 0 6524 16.4531 A 32075 D Common 2006-01-31 4 S 0 6524 66.928 D 25551 D Common 2006-01-31 4 M 0 6076 16.4531 A 31627 D Common 2006-01-31 4 F 0 1483 67.405 D 30144 D Employee Stock Option 16.4531 2006-01-31 4 M 0 6524 0 D 2006-06-11 Common 6524 0 D Employee Stock Option 16.4531 2006-01-31 4 M 0 6076 0 D 2006-06-11 Common 6076 0 D This amount includes 11,900 shares in 401K and 17 shares in dividend reinvestment. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 6817 additional shares of common stock. E. J. Rapp; L.J. Huxtable, POA 2006-02-01 -----END PRIVACY-ENHANCED MESSAGE-----