-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PW5Qf19T5SHzaASNNrE1ZzxGnDUSbigNAMwd3I+wTjWowyxdsxiGqBOsv9VknCvX CmMkgP2QjFSoZRutGfSl1A== 0000018230-06-000068.txt : 20060201 0000018230-06-000068.hdr.sgml : 20060201 20060201143026 ACCESSION NUMBER: 0000018230-06-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060201 DATE AS OF CHANGE: 20060201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adams Kent M CENTRAL INDEX KEY: 0001312218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06569122 BUSINESS ADDRESS: BUSINESS PHONE: (309) 675-4610 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-31 0000018230 CATERPILLAR INC CAT 0001312218 Adams Kent M 2120 W. END AVENUE NASHVILLE TN 37203 0 1 0 0 Vice President Common 2006-01-31 4 M 0 2680 16.4531 A 18244 D Common 2006-01-31 4 S 0 2680 66.90 D 15564 D Common 2006-01-31 4 M 0 5570 16.4531 A 21134 D Employee Stock Option 16.4531 2006-01-31 4 M 0 2680 0 D 2006-06-11 Common 2680 0 D Employee Stock Option 16.4531 2006-01-31 4 M 0 5570 0 D 2006-06-11 Common 5570 0 D This amount includes 9895 shares in 401K and 1165 shares in dividend reinvestment. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 2252 additional shares of common stock. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Kent M. Adams; L.J. Huxtable, POA 2006-02-01 -----END PRIVACY-ENHANCED MESSAGE-----