-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B0Y2maRxQRjQVbsBwL1qk0QixARmPcfw6ae8EtOTH38Yed9OAyVdlzSh1+olPZX7 qVOXMyr9IKr61EyvgMItYQ== 0000018230-06-000031.txt : 20060109 0000018230-06-000031.hdr.sgml : 20060109 20060109144139 ACCESSION NUMBER: 0000018230-06-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060106 FILED AS OF DATE: 20060109 DATE AS OF CHANGE: 20060109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAHEEN GERALD L CENTRAL INDEX KEY: 0001159203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 06518915 BUSINESS ADDRESS: STREET 1: PO BOX 13287 CITY: KANSAS CITY STATE: MO ZIP: 64199 BUSINESS PHONE: 816-421-6600 MAIL ADDRESS: STREET 1: 20 W 9TH STREET CITY: KANSAS CITY STATE: MO ZIP: 64105 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-06 0000018230 CATERPILLAR INC CAT 0001159203 SHAHEEN GERALD L 100 N.E. ADAMS STREET PEORIA IL 61629-7240 0 1 0 0 Group President Common 2006-01-06 4 M 0 38132 25.8281 A 195350 D Common 2006-01-06 4 F 0 24970 60.07 D 170380 D Common 2006-01-06 4 M 0 108000 26.765 A 278380 D Common 2006-01-06 4 F 0 70174 60.07 D 208206 D Employee Stock Option 25.8281 2006-01-06 4 M 0 38132 0 D 2007-06-10 Common 38132 0 D Employee Stock Option 26.765 2006-01-06 4 M 0 108000 0 D 2011-06-12 Common 108000 0 D This amount includes 14,113 shares in 401K, and 11,447 shares in SEIP. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 65,829 additional shares of common stock. G. L. Shaheen; L.J. Huxtable, POA 2006-01-09 -----END PRIVACY-ENHANCED MESSAGE-----