-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EwEwkJtrFYjdmp7NRcvSIG/+CNZHrxVzoJ4EtMg231hgAGcc13cbDeirjBHnUC6P HvCSZoRLhquXgK6UAMCoiA== 0000018230-05-000775.txt : 20051202 0000018230-05-000775.hdr.sgml : 20051202 20051202122727 ACCESSION NUMBER: 0000018230-05-000775 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051201 FILED AS OF DATE: 20051202 DATE AS OF CHANGE: 20051202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Steven L CENTRAL INDEX KEY: 0001342891 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 051239782 BUSINESS ADDRESS: BUSINESS PHONE: (309) 675-4610 MAIL ADDRESS: STREET 1: 100 N.E. ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2005-12-01 0 0000018230 CATERPILLAR INC CAT 0001342891 Fisher Steven L 501 S.W. JEFFERSON AVE. PEORIA IL 61629 0 1 0 0 Vice President Common 11677 D Common 680 I Owned by Sons Option (ISO) 27.8438 1998-06-09 2008-06-09 Common 3590 D Option (ISO) 31.1719 1999-06-08 2009-06-08 Common 3208 D Option (NQ) 27.1425 2003-06-10 2013-06-10 Common 5240 D Option (NQ) 38.6275 2004-06-08 2014-06-08 Common 16720 D Option (NQ) 45.6425 2005-02-18 2015-02-18 Common 11600 D Phantom Stock Units Common 2588 D Stock Option (right to buy) granted under company's 1996 Stock Option Plan. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. The option became exercisable December 31, 2004. The option became exercisable immediately. Included in this amount are 6439 shares in 401K, 274 shares in SEIP and 28 shares in dividend reinvestment. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Security converts to common stock on a one-for-one basis. Steven L. Fisher; L.J. Huxtable, POA 2005-12-02 -----END PRIVACY-ENHANCED MESSAGE-----