-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CSv5g+JONEcy4qlLRcnBMogzmcQvwroAF2g7XF6g6RNQgT187zdhwe+/TCMTCxJK QSzPUKsNgzq0TfbvnjlZtA== 0000018230-05-000642.txt : 20051003 0000018230-05-000642.hdr.sgml : 20051003 20051003185521 ACCESSION NUMBER: 0000018230-05-000642 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051003 DATE AS OF CHANGE: 20051003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAHAJ ALI M CENTRAL INDEX KEY: 0001172565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 051119065 BUSINESS ADDRESS: STREET 1: 100 N E ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096754610 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-09-30 0000018230 CATERPILLAR INC CAT 0001172565 BAHAJ ALI M 100 N.E. ADAMS STREET PEORIA IL 61629-3305 0 1 0 0 Vice President Common 48678 D Common 390 I Owned by Wife Phantom Stock Units 0 2005-09-30 4 A 0 40 0 A Common 40 0 D This amount includes 18,850 shares in EIP-1, 546 shares in SEIP and 308 shares in dividend reinvestment. Reporting person disclaims beneficial ownership. Security converts to common stock on a one-for-one basis. The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or other termination of service. Ali M. Bahaj; L.J. Huxtable, POA 2005-10-03 -----END PRIVACY-ENHANCED MESSAGE-----