-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TbHqTGgYJA/YTRVmIRdh0jOeZb5bPnHnZqJ3CBSkrp1HbgN+dNpA2tEP89I4DrCs AP0t6Hc2WC8M0NQM+Q5rQw== 0000018230-05-000608.txt : 20050909 0000018230-05-000608.hdr.sgml : 20050909 20050909115042 ACCESSION NUMBER: 0000018230-05-000608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050908 FILED AS OF DATE: 20050909 DATE AS OF CHANGE: 20050909 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANWART SIDNEY C CENTRAL INDEX KEY: 0001171787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 051076903 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-09-08 0000018230 CATERPILLAR INC CAT 0001171787 BANWART SIDNEY C 100 N.E. ADAMS STREET PEORIA IL 61629-4190 0 1 0 0 Vice President Common 2005-09-08 4 M 0 3208 31.1719 A 64145 D Common 2005-09-08 4 F 0 1707 58.55 D 62438 D Common 3296 I Owned by Wife Employee Stock Option 31.1719 2005-09-08 4 M 0 3208 0 D 2009-06-08 Common 3208 0 D This amount includes 21,970 shares in 401K and 4458 shares in SEIP. Reporting person disclaims beneficial ownership. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Sidney C. Banwart; L.J. Huxtable, POA 2005-09-09 -----END PRIVACY-ENHANCED MESSAGE-----