-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TGM/GLIdhThqefJ8eP8D6/NoxAjrIDxDAh9smMb2Aqw2zTsQFuSkvGmskIYnPJC5 0Xp5mdwppiVcqRHe0pVnTw== 0000018230-05-000501.txt : 20050728 0000018230-05-000501.hdr.sgml : 20050728 20050728120938 ACCESSION NUMBER: 0000018230-05-000501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050726 FILED AS OF DATE: 20050728 DATE AS OF CHANGE: 20050728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 BUSINESS PHONE: 3096751000 MAIL ADDRESS: STREET 1: 100 NE ADAMS ST CITY: PEORIA STATE: IL ZIP: 61629 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAEFELI HANS A CENTRAL INDEX KEY: 0001273770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 05979923 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-26 0000018230 CATERPILLAR INC CAT 0001273770 HAEFELI HANS A FRANK PERKINS WAY EASTFIELD PETERBOROUGH, U.K. PE1 5NA 0 1 0 0 Vice President Common 2005-07-26 4 M 0 1544 31.1719 A 12592 D Common 2005-07-26 4 S 0 929 51.98 D 11663 D Employee Stock Option 31.1719 2005-07-26 4 M 0 1544 0 D 2009-06-08 Common 1544 0 D This amount includes 5418 shares in EIP and 264 shares in dividend reinvestment. On July 14, 2005, the common stock of Caterpillar Inc. split 2-for-1, resulting in the reporting person's acquisition of 2683 additional shares of common stock. (Right to buy) with tandem tax withholding rights. Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Hans A. Haefeli; L.J. Huxtable,POA 2005-07-28 -----END PRIVACY-ENHANCED MESSAGE-----